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  • Good morning class, today we will be learning about the role of the Securities and Exchange Commission (SEC) in regulating the accounting industry
  • We have a special who will be talking to us today. Now I want to introduce Mr. Mason to you all.
  • Hello class!
  • The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation.
  • It is the responsibility of the Commission to interpret and enforce federal securities laws; issue new rules and amend existing rules; oversee the inspection of securities firms
  • Also brokers, investment advisers, and ratings agencies; oversee private regulatory organizations in the securities, accounting, and auditing fields; and coordinate U.S. securities regulation with federal, state, and foreign authorities.
  • It was nice to have Mr. Mason. Next class we will have a mini quiz on what we learned today.
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